Compliance Analyst

1-2 years of experience as a paralegal, legal assistant, compliance/financial/business analyst, or similar is preferred, but not required.

As a Compliance Analyst, you will play a crucial role in supporting our content generation while protecting our clients from potentially sensitive information.

You will gain extensive knowledge of Tegus’ cutting edge compliance program to facilitate the review of expert call transcripts.

Review expert call transcripts to detect and resolve instances of  material nonpublic and confidential information in accordance with internal protocols, applicable laws/regulations, and industry standards.

Complete due diligence review of each call, document any violations comprehensively, and escalate non-compliance with Tegus sourcing guidelines as necessary.

Conduct advanced research of financial reports and regulatory filings using internal databases and external resources to determine the extent to which information exists in the public domain.

Perform administrative tasks, including but not limited to, inputting, tracking, and maintaining accurate data on processes, transcripts, and workflows, while identifying opportunities to improve operational efficiency.

Tegus by AlphaSense facilitates extremely valuable calls between our clients and experts. Given the proprietary insights in these conversations, compliance is critical to our business, and a key component of our value add. The Compliance Team provides our clients with actionable insights while maintaining the highest legal and regulatory standards.