sofi
Senior Manager, SMB Lending Compliance Advisor
At a Glance
- Location
- United States
- Experience
- 8–12 years
- Posted
- 2026-03-20T10:52:13-04:00
Key Requirements
Domain Knowledge
- Banking
- Finance
- Insurance
- Medical
- Regulatory
Requirements
8–12 years of experience in banking compliance, regulatory risk, or audit within a regulated financial institution.
Minimum 5 years supporting commercial, small business, or business banking lending activities.
Equal Credit Opportunity Act/Reg B
Fair Credit Reporting Act
Executive presence and influence
Regulatory interpretation and technical expertise
Responsibilities
The Senior Manager, SMB Lending Compliance Advisor serves as an independent second-line risk advisor to the Small and Medium Business Lending business unit.
This role provides strategic compliance oversight, challenge, and regulatory expertise to ensure lending activities align with applicable federal laws, regulatory expectations, and the Bank’s risk appetite.
This position partners closely with Business Unit leadership, Legal, and horizontal Compliance partners to proactively identify, assess, and mitigate compliance risk across the SMB lending lifecycle.
The role requires deep product and regulatory expertise, executive presence, and the ability to influence senior stakeholders while maintaining independence.
Serve as primary second-line compliance advisor to SMB Lending leadership.
Provide subject matter expertise on regulations impacting small business lending, including: