Sr. Compliance Officer

Bachelor’s degree in a related field such as accounting, finance, or a similar discipline.

Minimum of 4 years of relevant work experience in financial services, preferably within asset management.

Sound knowledge of investments, investment management industry, and in-depth investment/securities knowledge.

Familiarity with domestic and international securities laws (e.g., 1940 Act, UCITS Framework, 81-102).

Prior experience with trading/compliance systems such as Aladdin or Charles River preferred.

Strong analytical, quantitative, and problem-solving skills with the ability to make critical, time-sensitive decisions.

The Compliance Officer utilizes technical and subject matter expertise, experience and judgment to complete assigned responsibilities with considerable independence; ensures adequate procedures and controls are established and followed in order to minimize financial and reputational risk; identifies, communicated, and escalates issues that present risk. Leads initiatives that engage the Investment Compliance team, be it intra-departmental or enterprise level.

Review compliance exceptions promptly within established timelines, providing subject matter expertise and communicating critical information to investment and trading personnel.

Analyze compliance alerts using knowledge of investment guidelines, regulations, compliance systems, and internal policies to deliver accurate and timely decisions.

Ensure decisions maintain high accuracy to prevent violations of client prospectus, regulatory, and internal guidelines, as well as operational errors.

Coordinate communication, resolution, and documentation of compliance violations with internal parties following established procedures.

As one of the world’s leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco.

What’s in it for you?

Our people are at the ver

y core of our success. Invesco employees get more out of life through our comprehensive compensation and benefit offerings including:

Flexible paid time off

Hybrid work schedule