quberesearchandtechnologies
Compliance Officer, Controls & Advisory
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At a Glance
- Location
- Zurich
- Experience
- 6+ years
- Posted
- 2026-03-27T09:43:22-04:00
Key Requirements
Domain Knowledge
- Finance
- Legal
- Regulatory
Requirements
Contribute to compliance risk assessments, ongoing risk monitoring, and the enhancement of policies, procedures, and control frameworks
Collaborate with Legal, Risk, Operations, and Technology to embed strong compliance practices across the business
Support regulatory enquiries, audits, and governance reporting, ensuring clear documentation of findings and recommendations
ICA, CISI or equivalent) are advantageous
6+ years’ compliance experience within a hedge fund, asset manager, or investment bank
Demonstrable experience in monitoring and testing controls within a Compliance Monitoring Programme