quberesearchandtechnologies

Compliance Officer, Controls & Advisory

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At a Glance

Location
Zurich
Experience
6+ years
Posted
2026-03-27T09:43:22-04:00

Key Requirements

Domain Knowledge

  • Finance
  • Legal
  • Regulatory

Requirements

Contribute to compliance risk assessments, ongoing risk monitoring, and the enhancement of policies, procedures, and control frameworks

Collaborate with Legal, Risk, Operations, and Technology to embed strong compliance practices across the business

Support regulatory enquiries, audits, and governance reporting, ensuring clear documentation of findings and recommendations

ICA, CISI or equivalent) are advantageous

6+ years’ compliance experience within a hedge fund, asset manager, or investment bank

Demonstrable experience in monitoring and testing controls within a Compliance Monitoring Programme